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SOX Compliance

Path: /sox

SOX Compliance

Sarbanes-Oxley (SOX) compliance tracking for Section 302 and Section 404 certifications. Track management certifications and internal control effectiveness.

Key Elements

  • Certification list — Shows SOX certifications with section, fiscal year, period, status, and certifier.
  • Create Certification — Start a new SOX certification process.
  • Status tracking — Pending, In Progress, Certified, Failed.

How to Manage SOX Certifications

  1. Click Create Certification.
  2. Select the section (302 or 404), fiscal year, and certifier.
  3. Work through the certification requirements.
  4. Mark as Certified when all internal controls are verified.